The AFEP produce Good Practice Guidance documents for members on an ad hoc basis. The aim is to provide members with insight and guidance on areas specific to their business.
If there is an topic or area that you would like to see a good practice guide on, please contact Liz Allison

AML Good Practice Updated February 2024

1/2/2024

GOOD PRACTICE GUIDANCE

AML Good Practice Updated February 2024

Safeguarding update November 2022

Consumer Duty

Use of Agents, IBs and Introducers

Effective and Compliant use of Agents, Introductory Brokers, White Labels, Program Managers...

Customer Interest and Conflict of Interest - updated

Remuneration and Intra Industry Moves

Anti Money Laundering and Counter Terrorist Financing

Customer Communications

Customer Communication - example Pricing Policy

Safeguarding

AML v 1 - this document has now been updated. Please refer to the June 2021 version

Customer Interest and Conflicts of Interest - this has been updated, please see November 2021 version

Corporate Governance

Risk Management

Technological Solutions to Fraud Prevention

Treating Customers Fairly

Sanction Screening Tools Guide

AML Customer Due Diligence

The Association of Foreign Exchange and Payment Companies

JOIN US