November 12, 2020

FCA Directory

In preparation for the publication of Directory Persons on 23 November for dual regulated firms, there will be a FCA Connect outage from 18:00 on 20 November to 18:30 on 22 December. In addition, there will be restrictions on Directory Persons submissions via Connect from 5pm on 19 November.

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This is a good time to remind members that solo-regulated firms must submit their Directory Persons data via Connect by the deadline of 31 March 2021 using the single entry submission form.

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The FCA will begin to incrementally display data from solo-regulated firms as it is submitted - the data will start to be published from 14 December 2020. The last date for single entry submissions to appear from the outset of this publication is 9 December 2020.